Sunday, March 12, 2017

What Quality Processes Can be Identified in a Quality Management System

As explained in the previous article, one needs to identify the processes in the quality management system as the first step to implement the process approach methodology.

Depending on the nature of the organization, its quality processes which should be identified in the quality management system can vary a lot. This article will give an example of the quality processes in a manufacturing organization with design and development function.  

A widely employed approach in processes identification is to divide them into three groups: customer oriented processes, supporting processes and management processes:

1.      Customer Oriented Processes
            The customer oriented processes are the processes related to product realization, from the point when the organization receives customers’ contracts or orders to the point when the products are shipped to the customers. These processes may include:

1)      Contract review process
            When a new customer wants to buy a product from the organization or an existing customer wants to buy a new product from the organization, the customer usually signs contracts with the organization to specify its requirements (such as the technical specifications, the price, the requirements in green purchasing, etc.). The organization shall review these requirements and take actions to conform these requirements if necessary. The purpose of this process is to ensure that all the customer requirements are fully understood and can be fulfilled before accepting the customer’s contract. 

2)      Design and development process:
            This process transfers the customer requirements on a product (e.g. how the product looks like, what its functions are) to the mass production of the product. The purpose of this process is to ensure that the product and process designed can fulfill the intended requirements for the products.     

3)      Order handling process
            When an actual order for the delivery of products is received from a customer, the requirements in the order, which is a contract usually specifying the quantity, the product and the desired delivery date, shall be reviewed, to see whether the organization has the capability to meet the requirements:
l  Is there enough stock of finished products?
l  Is there enough manufacturing capacity?
l  Are there enough raw materials?
            Actions should be taken to meet the order requirements if necessary (e.g. increasing the manufacturing capacity by adding new lines).
            The purpose of this process is to ensure that the requirements of customer orders are fully understood and that the organization has the capability to fulfill customer orders before accepting them.

4)      Production planning process
            When an order is accepted by the organization, a production plan should be established accordingly to fulfill the order requirements. Meanwhile, a good production plan should also fulfill the requirements of JIT (just-in-time), to minimize the inventory of raw materials, WIP and finished goods. The purpose of this process is to fulfill the customer orders and meanwhile to mitigate the inventory and stock up of materials and WIPs in the production line.

5)      Purchasing process
            This is the process in which purchasing requirements are identified based on the production planning, and purchasing orders are issued and followed up to fulfill these requirements.

6)      Production process
            This is the process in which the raw materials are transferred to finished goods, according to the production plan and the technical specifications.

7)      Storage process:
            The raw materials, WIP and finished goods shall be stored properly in the warehouse and the production site. For a good storage management, it must ensure that stored items are properly identified, specified storage conditions (e.g. temperature, humidity, ESD & stacking height) are fulfilled, the expiration date are monitored, the quantity is right, and FIFO is guaranteed.  

8)      Packing and delivery process:
             This is the process in which the finished goods are packed and delivered to the customers.

2.      Supporting processes
            The supporting processes are those processes to ensure the effective operation of the customer oriented processes. They include:

1)      Document control process
            This is the process to ensure that
l  The documents used for quality management are adequate and suitable;
l  The documents distributed to the uses are the most updated ones and they’re available for the users who need them;
l  The documents are protected from loss and damage, and safeguarded from leaking of confidential information.

2)      Employees management process
            This is the process to equip the organization with competent and motivated employees. The skills and experience needed for each job post must be clearly identified, and trainings shall be provided accordingly to ensure that the people on each post are competent to perform their duty. Also the employees shall be motivated. Their satisfaction and loyalty to the organization shall be monitored and actions shall be taken if necessary to promote the employees satisfaction and loyalty.

3)      Organizational knowledge management process
            Knowledge management is a new requirement in ISO9001:2015. The purpose of this process is to ensure that the knowledge needed for employees or the organization to ensure the conformity of products is identified, maintained, updated if necessary, and made available for the relevant persons. This process can be combined with the employees management process or the document control process if the process owners are the same.

4)      Infrastructure & equipment management process
            This process is to ensure that
l  Necessary infrastructure and equipment are provided to meet the organization’s needs;
l  The infrastructure and the equipment are maintained so that they do not cause negative impact to the on time deliver and products’ quality.

5)      Measuring equipment management process
            This process is to ensure that
l  Necessary measuring equipment is provided to verify the conformity of the products;
l  Measuring equipment are calibrated or verified to ensure that they meet the purpose of the measuring activities performed.

6)      Work environment management process
            This process is to ensure that proper work environment are established and maintained. The work environment includes
l  Physical environment, such as temperature, humidity, illumination, etc., which should be appropriate for products preservation and for employees to perform their duties;
l  Social and mental environment, such as no discrimination, no physical abuse, etc., which should be appropriate so that employees social rights are protected and ensured, and they feel no mental pressure when performing their duties.

7)      Suppliers management process
            This process is to ensure that the organization’s suppliers meet the desired requirements, and their performance is monitored and corrective or improvement actions are requested from suppliers when needed.

8)      Incoming inspection process
    This process is to ensure that the purchased materials meet the specified requirements in quality, quantity and etc. It serves as a monitoring process for the effectiveness of the supplier management process.

9)      Inspection and testing process
This process is to ensure that appropriate inspection and testing activities are conducted so that
l  The products shipped to the customers always meet the customers’ requirements
l  The nonconformities or improvement opportunities in the production process are identified so that corrective and improvement actions can be implemented. 

10)   Customer claims handling process
            This process is to ensure that any quality issues arising from the products shipped to the customers are properly resolved and their recurrences are well prevented.

3.      Management processes
            The management processes are those processes which need the involvement of the top management team and they’re the reviewing, planning and action taking processes to ensure the customer oriented processes and supporting processes are effective. They can include:

1)      Management review process
            This process is a review process which must be conducted by the top management team. It is to review the overall suitability, effectiveness and adequacy of the quality management system. The resources needed, the need for changes and improvement opportunities are identified and actions are taken accordingly.

2)      Internal audit process
            Internal audit is conducted by internal auditors. It is another review process to monitor
l  Whether the established requirements of the quality management system conforms to the international standards and organization’s own needs;
l  Whether the implementation of the quality management system conforms to the established requirements;
l  Whether the requirements are effective, suitable and adequate.
Actions shall be taken to correct the nonconformities found during internal audit.

3)      Customer satisfaction monitoring process
            This process is to review the effectiveness of the quality management system through the monitoring of the customer satisfaction. Actions shall be taken accordingly based on the monitoring result to improve customer satisfaction.

4)      Quality planning process
            This is the overall planning process for the quality management system. It should be led by the top management team, and supported by all the senior and junior managers in the each department of the organization. Based on the requirements of ISO9001:2015, following things shall be done for a good quality planning:
l  Understanding of the internal and external issues of the organization;
l  Understanding the needs and expectations of the interested parties;
l  Establish the quality scope;
l  Identify the processes in the quality management system, establish the requirements and control of each process, and define the roles and responsibilities of each position in the processes;
l  Establish the quality policy;
l  Identify the risks and opportunities in the quality management system and propose actions to address these risks and opportunities;
l  Establish the quality objectives (the objectives for the whole organization, for each department, for each quality process, for the effectiveness evaluation of actions taken to address the risks and opportunities, etc.).
            The actions arising from review processes above may cause changes in the quality planning. So they’re always inter-linked. 

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